Documents and Forms

These are our most frequently used documents and forms when using the Ascentric platform. Please make sure you provide all of the information requested. Missing information will result in delays when dealing with your request.

If you are still unsure what forms need to be completed, please call our Client Services team on 0345 076 6140.

Last updated: 01 Jun 2016

Ad Hoc Adviser Charges Form

Use this to take a one off payment from your client.

Last updated: 15 Jun 2017

Ascentric Review Document

Assisting your wrap due diligence process.

Last updated: 01 May 2016

Best Execution Policy

This sets out our Execution Policy and approach to providing Best Execution.

Last updated: 01 Jun 2016

Changes to Adviser Charges Form

Use this to increase the amount of fees and charges you receive from your client.

Last updated: 01 Feb 2017

Charges

A guide to Ascentric's charging structure.

Last updated: 01 Apr 2016

Charity Application Form

Use this to set up an investment account for a charity.

Last updated: 01 Apr 2016

Client Application Form

You can only apply for an account if you have a Financial Adviser appointed to act on your behalf. This form is for individuals only. If you are a trust, corporate or charity please refer to the platform for the appropriate form.

Last updated: 01 May 2016

Confirmation of Verification of Identity Certificate

Use this to confirm you have verified your client's identity.

Last updated: 01 Apr 2016

Corporate Application Form

Use this to set up an investment account for a corporation.

Last updated: 01 Jun 2016

Direct Debit Instruction Form

This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).

Last updated: 01 Sep 2016

Discretionary Fund Manager Authorisation Form

Use this to set up/amend a discretionary fund manager.

Last updated: 01 Apr 2016

Entity Self Certification Form

Use this to detail your tax and residency status.

Last updated: 01 Jun 2016

Financial Adviser Application Form (Appointed Representative)

Use this to either set up your firm with Ascentric or with an additional adviser.

Last updated: 01 Jun 2016

Financial Adviser Application Form (Directly regulated)

Use to either set up your firm with Ascentric or with an additional adviser

Last updated: 01 Apr 2016

Individual Self Certification Form

Use this to detail your tax and residency status.

Last updated: 01 Apr 2016

ISA Application Form

Use this to apply for an ISA.

Last updated: 01 Jun 2016

ISA Cancellation Notice

Use this to cancel your ISA within 30 days of opening it.

Last updated: 01 Jun 2016

ISA Transfer Instruction

Use this to request a transfer into your ISA from a third party and/or another provider.

Last updated: 01 Oct 2015

Junior ISA Application Form

Use this to set up a Junior ISA.

Last updated: 01 Apr 2016

Junior ISA Key Features

Essential information when considering our Stocks and Shares Junior ISA.

Last updated: 01 Jun 2016

Junior ISA Terms and Conditions

This contains information regarding the Ascentric Stocks and Shares Junior ISA.

Last updated: 01 Jun 2016

Junior ISA Transfer Instruction

Use this to transfer money into an existing Junior ISA from a third party provider.

Last updated: 01 Apr 2016

Key Features Document

This gives you a guide to the key features of the Ascentric Wrap account.

Last updated: 01 Jun 2016

Payment Notification

Please complete this form, attach a cheque and return to Ascentric Client Services Team, Trimbridge House, Trim Street, Bath, BA1 1HB. Please make cheques payable to IFDL Client A/C.

Last updated: 15 Jun 2017

Pillar 3 ICAAP Disclosure

This disclosure document has been prepared by Investment Funds Direct Limited (IFDL), in accordance with the requirements of Part 8 of the EU Capital Requirements Regulation (CRR), Articles 431-451 as applicable. These implement the ‘Pillar 3’ disclosure requirements (see below) of the Fourth Capital Requirement Directive (CRD IV).

Last updated: 15 Jun 2017

Setting up your firm with Ascentric

A guide to the process for getting set up on the Ascentric platform.

Last updated: 01 Nov 2015

SIPP Additional Transfer Form

Complete this if you wish to transfer your existing pension rights from another provider to the SIPP.

Last updated: 01 Apr 2016

SIPP Application Form

Use this to set up a SIPP.

Last updated: 01 Oct 2016

SIPP Benefit Payment Form

Use this in order for your client to take tax free cash and/or income from their pension.

Last updated: 01 Nov 2015

SIPP Employer Contribution Form

To be completed by an employer who is paying contributions on behalf of a SIPP member from the employer’s own account or deducting contributions from a SIPP member’s salary.

Last updated: 01 Oct 2016

SIPP Key Features Document

This gives you a guide to the SIPP's key features.

Last updated: 01 Mar 2016

SIPP Permitted Investments

A guide to stocks and shares that are listed, or dealt, on a recognised stock exchange.

Last updated: 01 Feb 2017

Terms and Conditions

This provide you with a summary of important information you need to know before you invest in our Wrap.

Last updated: 01 Jun 2016

Third Party Transfer Instruction

Use this to request a transfer into a general investment account or into a third party product.

Last updated: 01 Apr 2016

Trust Application Form

Use this to set up an investment account for a trust.

I want to set up my firm or add a new adviser

Last updated: 15 Jun 2017

Setting up your firm with Ascentric

A guide to the process for getting set up on the Ascentric platform.

I want to set up a new client account

GIA and ISA

Last updated: 01 Apr 2016

Client Application Form

You can only apply for an account if you have a Financial Adviser appointed to act on your behalf. This form is for individuals only. If you are a trust, corporate or charity please refer to the platform for the appropriate form.

Last updated: 01 Jun 2016

Direct Debit Instruction Form

This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).

Last updated: 01 Jun 2016

ISA Transfer Instruction

Use this to request a transfer into your ISA from a third party and/or another provider.

Last updated: 01 Jun 2016

Third Party Transfer Instruction

Use this to request a transfer into a general investment account or into a third party product.

SIPP

Last updated: 01 Jun 2016

Direct Debit Instruction Form

This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).

Last updated: 01 Nov 2015

SIPP Additional Transfer Form

Complete this if you wish to transfer your existing pension rights from another provider to the SIPP.

Last updated: 01 Apr 2016

SIPP Application Form

Use this to set up a SIPP.

Last updated: 01 Oct 2016

SIPP Benefit Payment Form

Use this in order for your client to take tax free cash and/or income from their pension.

Last updated: 01 Nov 2015

SIPP Employer Contribution Form

To be completed by an employer who is paying contributions on behalf of a SIPP member from the employer’s own account or deducting contributions from a SIPP member’s salary.

Last updated: 01 Oct 2016

SIPP Key Features Document

This gives you a guide to the SIPP's key features.

Last updated: 01 Mar 2016

SIPP Permitted Investments

A guide to stocks and shares that are listed, or dealt, on a recognised stock exchange.

Charity, Corporate and Trusts

Last updated: 01 Apr 2016

Charity Application Form

Use this to set up an investment account for a charity.

Last updated: 01 Apr 2016

Corporate Application Form

Use this to set up an investment account for a corporation.

Last updated: 01 Apr 2016

Entity Self Certification Form

Use this to detail your tax and residency status.

Last updated: 01 Apr 2016

Trust Application Form

Use this to set up an investment account for a trust.

Junior ISA

Last updated: 01 Oct 2015

Junior ISA Application Form

Use this to set up a Junior ISA.

Last updated: 01 Jun 2016

Junior ISA Transfer Instruction

Use this to transfer money into an existing Junior ISA from a third party provider.

Disclosure Documents

Last updated: 01 Feb 2017

Charges

A guide to Ascentric's charging structure.

Last updated: 01 Apr 2016

Junior ISA Key Features

Essential information when considering our Stocks and Shares Junior ISA.

Last updated: 01 Apr 2016

Key Features Document

This gives you a guide to the key features of the Ascentric Wrap account.

Last updated: 01 Feb 2017

Terms and Conditions

This provide you with a summary of important information you need to know before you invest in our Wrap.

I want to add more money or assets into my clients' account

Last updated: 01 Jun 2016

Direct Debit Instruction Form

This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).

Last updated: 01 Apr 2016

ISA Application Form

Use this to apply for an ISA.

Last updated: 01 Jun 2016

ISA Transfer Instruction

Use this to request a transfer into your ISA from a third party and/or another provider.

Last updated: 01 Jun 2016

Junior ISA Transfer Instruction

Use this to transfer money into an existing Junior ISA from a third party provider.

Last updated: 01 Nov 2015

SIPP Additional Transfer Form

Complete this if you wish to transfer your existing pension rights from another provider to the SIPP.

Last updated: 01 Jun 2016

Third Party Transfer Instruction

Use this to request a transfer into a general investment account or into a third party product.

I want to add a new product for my client

GIA & ISA

Last updated: 01 Apr 2016

Client Application Form

You can only apply for an account if you have a Financial Adviser appointed to act on your behalf. This form is for individuals only. If you are a trust, corporate or charity please refer to the platform for the appropriate form.

Last updated: 01 Apr 2016

ISA Application Form

Use this to apply for an ISA.

SIPP

Last updated: 01 Jun 2016

Direct Debit Instruction Form

This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).

Last updated: 01 Nov 2015

SIPP Additional Transfer Form

Complete this if you wish to transfer your existing pension rights from another provider to the SIPP.

Last updated: 01 Apr 2016

SIPP Application Form

Use this to set up a SIPP.

Last updated: 01 Oct 2016

SIPP Key Features Document

This gives you a guide to the SIPP's key features.

Disclosure Documents

Last updated: 01 Feb 2017

Charges

A guide to Ascentric's charging structure.

Last updated: 01 Feb 2017

Terms and Conditions

This provide you with a summary of important information you need to know before you invest in our Wrap.

I want you to link a Discretionary Fund Manager to my client

Last updated: 01 Sep 2016

Discretionary Fund Manager Authorisation Form

Use this to set up/amend a discretionary fund manager.

I want you to pay my clients' pension

Last updated: 01 Oct 2016

SIPP Benefit Payment Form

Use this in order for your client to take tax free cash and/or income from their pension.

I want you to pay me my fee

Last updated: 01 Jun 2016

Ad Hoc Adviser Charges Form

Use this to take a one off payment from your client.

Last updated: 01 Jun 2016

Changes to Adviser Charges Form

Use this to increase the amount of fees and charges you receive from your client.

Call our sales team

The Ascentric Wrap platform is available for Financial Advisers to support their business. Find out how we could help add more value for your clients

01225 787 575

We're here to help

If you're already using our platform and have a question, please visit our Contact Us page for the best ways to get in touch.