Documents and Forms
These are our most frequently used documents and forms when using the Ascentric platform. Please make sure you provide all of the information requested. Missing information will result in delays when dealing with your request.
If you are still unsure what forms need to be completed, please call our Client Services team on 0345 076 6140.
Last updated: 01 Jun 2016
Ad Hoc Adviser Charges Form
Use this to take a one off payment from your client.
Last updated: 01 May 2016
Best Execution Policy
This sets out our Execution Policy and approach to providing Best Execution.
Last updated: 01 Jun 2016
Changes to Adviser Charges Form
Use this to increase the amount of fees and charges you receive from your client.
Last updated: 01 Apr 2016
Charity Application Form
Use this to set up an investment account for a charity.
Last updated: 01 Apr 2016
Client Application Form
You can only apply for an account if you have a Financial Adviser appointed to act on your behalf. This form is for individuals only. If you are a trust, corporate or charity please refer to the platform for the appropriate form.
Last updated: 01 May 2016
Confirmation of Verification of Identity Certificate
Use this to confirm you have verified your client's identity.
Last updated: 01 Apr 2016
Corporate Application Form
Use this to set up an investment account for a corporation.
Last updated: 01 Jun 2016
Direct Debit Instruction Form
This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).
Last updated: 01 Sep 2016
Discretionary Fund Manager Authorisation Form
Use this to set up/amend a discretionary fund manager.
Last updated: 01 Apr 2016
Entity Self Certification Form
Use this to detail your tax and residency status.
Last updated: 01 Jun 2016
Financial Adviser Application Form (Appointed Representative)
Use this to either set up your firm with Ascentric or with an additional adviser.
Last updated: 01 Jun 2016
Financial Adviser Application Form (Directly regulated)
Use to either set up your firm with Ascentric or with an additional adviser
Last updated: 01 Apr 2016
Individual Self Certification Form
Use this to detail your tax and residency status.
Last updated: 01 Jun 2016
ISA Cancellation Notice
Use this to cancel your ISA within 30 days of opening it.
Last updated: 01 Jun 2016
ISA Transfer Instruction
Use this to request a transfer into your ISA from a third party and/or another provider.
Last updated: 01 Apr 2016
Junior ISA Key Features
Essential information when considering our Stocks and Shares Junior ISA.
Last updated: 01 Jun 2016
Junior ISA Terms and Conditions
This contains information regarding the Ascentric Stocks and Shares Junior ISA.
Last updated: 01 Jun 2016
Junior ISA Transfer Instruction
Use this to transfer money into an existing Junior ISA from a third party provider.
Last updated: 01 Apr 2016
Key Features Document
This gives you a guide to the key features of the Ascentric Wrap account.
Last updated: 01 Jun 2016
Payment Notification
Please complete this form, attach a cheque and return to Ascentric Client Services Team, Trimbridge House, Trim Street, Bath, BA1 1HB. Please make cheques payable to IFDL Client A/C.
Last updated: 15 Jun 2017
Pillar 3 ICAAP Disclosure
This disclosure document has been prepared by Investment Funds Direct Limited (IFDL), in accordance with the requirements of Part 8 of the EU Capital Requirements Regulation (CRR), Articles 431-451 as applicable. These implement the ‘Pillar 3’ disclosure requirements (see below) of the Fourth Capital Requirement Directive (CRD IV).
Last updated: 15 Jun 2017
Setting up your firm with Ascentric
A guide to the process for getting set up on the Ascentric platform.
Last updated: 01 Nov 2015
SIPP Additional Transfer Form
Complete this if you wish to transfer your existing pension rights from another provider to the SIPP.
Last updated: 01 Oct 2016
SIPP Benefit Payment Form
Use this in order for your client to take tax free cash and/or income from their pension.
Last updated: 01 Nov 2015
SIPP Employer Contribution Form
To be completed by an employer who is paying contributions on behalf of a SIPP member from the employer’s own account or deducting contributions from a SIPP member’s salary.
Last updated: 01 Oct 2016
SIPP Key Features Document
This gives you a guide to the SIPP's key features.
Last updated: 01 Mar 2016
SIPP Permitted Investments
A guide to stocks and shares that are listed, or dealt, on a recognised stock exchange.
Last updated: 01 Feb 2017
Terms and Conditions
This provide you with a summary of important information you need to know before you invest in our Wrap.
Last updated: 01 Jun 2016
Third Party Transfer Instruction
Use this to request a transfer into a general investment account or into a third party product.
Last updated: 01 Apr 2016
Trust Application Form
Use this to set up an investment account for a trust.
I want to set up my firm or add a new adviser
Last updated: 15 Jun 2017
Setting up your firm with Ascentric
A guide to the process for getting set up on the Ascentric platform.
I want to set up a new client account
GIA and ISA
Last updated: 01 Apr 2016
Client Application Form
You can only apply for an account if you have a Financial Adviser appointed to act on your behalf. This form is for individuals only. If you are a trust, corporate or charity please refer to the platform for the appropriate form.
Last updated: 01 Jun 2016
Direct Debit Instruction Form
This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).
Last updated: 01 Jun 2016
ISA Transfer Instruction
Use this to request a transfer into your ISA from a third party and/or another provider.
Last updated: 01 Jun 2016
Third Party Transfer Instruction
Use this to request a transfer into a general investment account or into a third party product.
SIPP
Last updated: 01 Jun 2016
Direct Debit Instruction Form
This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).
Last updated: 01 Nov 2015
SIPP Additional Transfer Form
Complete this if you wish to transfer your existing pension rights from another provider to the SIPP.
Last updated: 01 Oct 2016
SIPP Benefit Payment Form
Use this in order for your client to take tax free cash and/or income from their pension.
Last updated: 01 Nov 2015
SIPP Employer Contribution Form
To be completed by an employer who is paying contributions on behalf of a SIPP member from the employer’s own account or deducting contributions from a SIPP member’s salary.
Last updated: 01 Oct 2016
SIPP Key Features Document
This gives you a guide to the SIPP's key features.
Last updated: 01 Mar 2016
SIPP Permitted Investments
A guide to stocks and shares that are listed, or dealt, on a recognised stock exchange.
Charity, Corporate and Trusts
Last updated: 01 Apr 2016
Charity Application Form
Use this to set up an investment account for a charity.
Last updated: 01 Apr 2016
Corporate Application Form
Use this to set up an investment account for a corporation.
Last updated: 01 Apr 2016
Entity Self Certification Form
Use this to detail your tax and residency status.
Last updated: 01 Apr 2016
Trust Application Form
Use this to set up an investment account for a trust.
Junior ISA
Last updated: 01 Jun 2016
Junior ISA Transfer Instruction
Use this to transfer money into an existing Junior ISA from a third party provider.
Disclosure Documents
Last updated: 01 Apr 2016
Junior ISA Key Features
Essential information when considering our Stocks and Shares Junior ISA.
Last updated: 01 Apr 2016
Key Features Document
This gives you a guide to the key features of the Ascentric Wrap account.
Last updated: 01 Feb 2017
Terms and Conditions
This provide you with a summary of important information you need to know before you invest in our Wrap.
I want to add more money or assets into my clients' account
Last updated: 01 Jun 2016
Direct Debit Instruction Form
This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).
Last updated: 01 Jun 2016
ISA Transfer Instruction
Use this to request a transfer into your ISA from a third party and/or another provider.
Last updated: 01 Jun 2016
Junior ISA Transfer Instruction
Use this to transfer money into an existing Junior ISA from a third party provider.
Last updated: 01 Nov 2015
SIPP Additional Transfer Form
Complete this if you wish to transfer your existing pension rights from another provider to the SIPP.
Last updated: 01 Jun 2016
Third Party Transfer Instruction
Use this to request a transfer into a general investment account or into a third party product.
I want to add a new product for my client
GIA & ISA
Last updated: 01 Apr 2016
Client Application Form
You can only apply for an account if you have a Financial Adviser appointed to act on your behalf. This form is for individuals only. If you are a trust, corporate or charity please refer to the platform for the appropriate form.
SIPP
Last updated: 01 Jun 2016
Direct Debit Instruction Form
This form can only be used for GIA, ISA or SIPP Wrappers (member contributions only).
Last updated: 01 Nov 2015
SIPP Additional Transfer Form
Complete this if you wish to transfer your existing pension rights from another provider to the SIPP.
Last updated: 01 Oct 2016
SIPP Key Features Document
This gives you a guide to the SIPP's key features.
Disclosure Documents
Last updated: 01 Feb 2017
Terms and Conditions
This provide you with a summary of important information you need to know before you invest in our Wrap.
I want you to link a Discretionary Fund Manager to my client
Last updated: 01 Sep 2016
Discretionary Fund Manager Authorisation Form
Use this to set up/amend a discretionary fund manager.
I want you to pay my clients' pension
Last updated: 01 Oct 2016
SIPP Benefit Payment Form
Use this in order for your client to take tax free cash and/or income from their pension.
I want you to pay me my fee
Last updated: 01 Jun 2016
Ad Hoc Adviser Charges Form
Use this to take a one off payment from your client.
Last updated: 01 Jun 2016
Changes to Adviser Charges Form
Use this to increase the amount of fees and charges you receive from your client.