Ty Conybear reveals what you need to consider post 3rd January.
Our guide to MiFID II
MiFID II and MiFIR come into force on 3 January 2018. The industry is getting ready and at Ascentric we are making changes to meet this regulatory update. Anyone involved in investment services in Financial Instruments will need to comply. In our MiFID II guide you can find out more about this regulatory change and the key topics. We look at what we as a platform provider, and our Financial Advisers and DFMs need to do.
We’ll have more updates as we progress towards 3 January.